Five Star Wealth Manager Eligibility and Evaluation Criteria


The following 10 criteria were used to determine the Five Star Wealth Manager award winners.

Eligibility Criteria - Required

  1. Credentialed as an investment advisory representative (IAR), a FINRA-registered representative, a CPA or a licensed state attorney.
  2. Actively employed as a credentialed professional in the financial services industry for a minimum of five years.
  3. Favorable regulatory and complaint history review.
  4. Fulfilled their firm review based on internal firm standards.
  5. Accepting new clients.

 

Evaluation Criteria - Considered

  1. One-year client retention rate.
  2. Five-year client retention rate.
  3. Non-institutional discretionary and/or non-discretionary client assets administered.
  4. Number of client households served.
  5. Education and professional designations.
 
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